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The late Professor Robert Haugen wrote many great papers and books that debunked myths in finance and made the case for factor investing.
“*Low Risk Stocks Outperform in All Observable Markets of the World*”[^1] in 2022 was Haugen’s attempt to debunk the idea that “risk bearing is expected to produce a reward”.
As outlined in my note [[low risk stocks beat high risk stocks]], the risk/reward positive correlation may hold true across asset classes, but not within them.
Haugen had been exploring these issues for a long time, but this paper summarised them.
* The study investigates the period between 1990 and 2011.
* 21 developed and 12 emerging countries analysed.
* 99.5% of the global market cap including non survivors.
Across all countries they found that the highest risk decile massively underperformed the lowest risk decile.
![[Haugen & Baker - Low Risk Stocks Outperform-1.png]]
He also states that the “option like manager compensation” structure of fund management companies essentially reinforces risk-seeking behaviour. It creates “excess demand for more volatile stocks”.
![[Haugen & Baker - Low Risk Stocks - Option Like Manager Compensation.png]]
He also shows that:
* Institutions hold more volatile stocks
* Analyst coverage is greater for more volatile stocks
* news coverage is greater for more volatile stocks
Hence over-pricing, and lower future returns.
As always it’s really great reading as always from Haugen.
![[Haugen & Baker - Low Risk Stocks Outperform.png]]
[^1]: [Low Risk Stocks Outperform within All Observable Markets of the World](http://ssrn.com/abstract=2055431) - Haugen/Baker 2012, SSRN